Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 77 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - Plan Asset Allocation LP	1486691	11/12/2010	D/A	$1,000,000,000	$4,850,000
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - Plan Asset Allocation LP	1486691	11/12/2010	D/A	$1,000,000,000	$4,850,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	02/22/2022	D/A	Indefinite	$4,700,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	02/17/2023	D/A	Indefinite	$4,700,000
UBS FINANCIAL SERVICES INC.	8174	NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LP	1557792	09/14/2012	D	Indefinite	$4,600,000
UBS FINANCIAL SERVICES INC.	8174	Beldore Capital Fund LLC	1404013	11/06/2017	D/A	Indefinite	$4,499,482
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/14/2014	D/A	$6,274,503	$4,328,753
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/10/2018	D/A	Indefinite	$4,320,435
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/22/2017	D/A	$4,980,986	$4,150,822
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/19/2017	D/A	$4,980,986	$4,150,822

77 Results

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