Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal Opportunities Allocation Fund B LP	1769478	03/06/2023	D/A	Indefinite	$997,412,455
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Fund, LP	1509621	04/27/2018	D/A	Indefinite	$997,358,255
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS LP	1029788	03/17/2016	D/A	Indefinite	$997,200,107
UBS FINANCIAL SERVICES INC.	8174	iCapital-Blackstone SP IX US Access Fund, L.P.	1860204	02/08/2023	D/A	Indefinite	$989,968,000
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Fund, LP	1509621	04/27/2017	D/A	Indefinite	$985,412,702
UBS FINANCIAL SERVICES INC.	8174	Halcyon Partners LP	1313424	01/10/2014	D/A	Indefinite	$981,895,139
UBS FINANCIAL SERVICES INC.	8174	Carlyle Asia Partners IV, L.P.	1563274	05/22/2013	D/A	Indefinite	$978,079,000
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P.	1593947	12/16/2014	D/A	$977,644,200	$977,644,200
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS LP	1029788	03/17/2015	D/A	Indefinite	$974,991,717
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA PARTNERS, LP	1557898	03/20/2020	D/A	Indefinite	$970,746,416

1,174 Results

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