Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 85 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR MARKET OPPORTUNITIES SPC	1458408	08/09/2012	D	Indefinite	$9,565,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	02/28/2018	D/A	Indefinite	$9,300,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/12/2015	D/A	$11,075,827	$9,229,856
UBS FINANCIAL SERVICES INC.	8174	UBS GAVEA FUND, L.L.C.	1522380	09/14/2011	D	Indefinite	$9,075,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund Ltd	1806216	03/11/2021	D/A	Indefinite	$9,070,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/06/2017	D/A	$10,879,554	$9,066,295
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/17/2014	D/A	$10,826,712	$9,022,260
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/03/2015	D/A	$10,826,712	$9,022,260
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/31/2009	D	$10,800,000	$9,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/22/2010	D/A	$10,800,000	$9,000,000

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