Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | MAVERICK FUND USA LTD | 913446 | 03/25/2020 | D/A | Indefinite | $4,992,711,874 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/21/2022 | D/A | Indefinite | $4,893,024,033 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/27/2021 | D/A | Indefinite | $4,892,244,033 |
| UBS FINANCIAL SERVICES INC. | 8174 | Coller International Partners VIII Feeder Fund, L.P. | 1757415 | 01/10/2020 | D/A | $9,000,000,000 | $4,891,700,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Coller International Partners VIII, L.P. | 1757416 | 01/10/2020 | D/A | $9,000,000,000 | $4,891,700,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/25/2020 | D/A | Indefinite | $4,886,798,033 |
| UBS FINANCIAL SERVICES INC. | 8174 | MAVERICK FUND USA LTD | 913446 | 03/25/2019 | D/A | Indefinite | $4,875,327,506 |
| UBS FINANCIAL SERVICES INC. | 8174 | MAVERICK FUND USA LTD | 913446 | 03/23/2018 | D | Indefinite | $4,833,664,159 |
| UBS FINANCIAL SERVICES INC. | 8174 | Paulson Advantage, L.P. | 1394927 | 03/18/2016 | D/A | Indefinite | $4,809,454,271 |
| UBS FINANCIAL SERVICES INC. | 8174 | Paulson Advantage, L.P. | 1394927 | 03/20/2017 | D/A | Indefinite | $4,809,454,271 |