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Broker-Dealers on SEC Form D for UBS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 265 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS SECURITIES LLC7654PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
UBS SECURITIES LLC7654PACIFIC LIFE INSURANCE CO108042902/29/2012D/AIndefinite$95,349,028,000
UBS SECURITIES LLC7654Carlyle Partners VI, L.P.154981112/23/2013D/A$11,980,000,000$11,980,000,000
UBS SECURITIES LLC7654Carlyle Partners VI, L.P.154981101/30/2014D/A$11,980,000,000$11,980,000,000
UBS SECURITIES LLC7654Carlyle Partners VI, L.P.154981108/29/2013D/AIndefinite$10,200,641,001
UBS SECURITIES LLC7654Silver Lake Partners IV, L.P.155205404/19/2013D/A$10,000,000,000$10,000,000,000
UBS SECURITIES LLC7654Carlyle Partners VI, L.P.154981107/24/2013D/AIndefinite$8,516,191,000
UBS SECURITIES LLC7654Digital Colony Partners II, LP182469205/20/2021D/AIndefinite$4,515,861,731
UBS SECURITIES LLC7654Digital Colony Partners II Lux, SCSp182846705/20/2021D/AIndefinite$4,515,861,731
UBS SECURITIES LLC7654K5 PRIVATE INVESTORS, L.P.180384204/20/2021D/AIndefinite$4,012,790,250

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