Broker-Dealers on SEC Form D for UBS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $50 Billion to $100 Billion $100 Billion to $1 Trillion $10 Billion to $25 Billion $5 Billion to $10 Billion

Sort by:

Displaying 10 out of 182 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS SECURITIES LLC	7654	KINDERHOOK CAPITAL FUND III LP	1439894	07/09/2009	D/A	$400,000,000	$0
UBS SECURITIES LLC	7654	Veritas Capital Fund IV, L.P.	1469805	08/10/2009	D	$1,250,000,000	$0
UBS SECURITIES LLC	7654	Saratoga Asia III L.P.	1534042	11/02/2011	D	$450,000,000	$0
UBS SECURITIES LLC	7654	AEA INVESTORS FUND V LP	1534662	12/22/2011	D	$1,500,000,000	$0
UBS SECURITIES LLC	7654	AEA INVESTORS FUND V-A LP	1551971	06/11/2012	D	$1,500,000,000	$0
UBS SECURITIES LLC	7654	AEA INVESTORS FUND V-B LP	1554676	08/01/2012	D	$1,500,000,000	$0
UBS SECURITIES LLC	7654	UBS International Infrastructure Fund II (C), L.P.	1575222	04/29/2013	D	$2,000,000,000	$0
UBS SECURITIES LLC	7654	UBS International Infrastructure Fund II (A), L.P.	1575236	04/29/2013	D	$2,000,000,000	$0
UBS SECURITIES LLC	7654	UBS International Infrastructure Fund II (B), L.P.	1575241	04/29/2013	D	$2,000,000,000	$0
UBS SECURITIES LLC	7654	BRENTWOOD ASSOCIATES PRIVATE EQUITY V, L.P.	1577491	06/06/2013	D/A	$500,000,000	$0

182 Results

1
2
3
...
19
>