Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | ONESTEEL LTD /FI | 1127801 | 05/05/2009 | D | $47,614,995 | $47,614,995 |
| UBS SECURITIES LLC | 7654 | Downer EDI Ltd | 1515009 | 03/18/2011 | D | $45,185,552 | $45,185,552 |
| UBS SECURITIES LLC | 7654 | CV AZ Industrial Opportunity Zone Fund, LP | 1882085 | 09/09/2021 | D | Indefinite | $44,905,000 |
| UBS SECURITIES LLC | 7654 | EMERALD LAKE MAVERICK ACQUISITION, L.P. | 1940630 | 09/13/2022 | D | Indefinite | $43,249,645 |
| UBS SECURITIES LLC | 7654 | Accent Equity 2017 L.P. | 1712869 | 08/10/2017 | D | Indefinite | $42,328,846 |
| UBS SECURITIES LLC | 7654 | MHR Institutional Associates IV (Offshore) LP | 1605903 | 06/24/2016 | D/A | Indefinite | $41,500,000 |
| UBS SECURITIES LLC | 7654 | DT Acceptance Corp | 1493927 | 06/14/2010 | D | $40,250,000 | $40,250,000 |
| UBS SECURITIES LLC | 7654 | 12th Avenue Realty Holding Co LLC | 1751758 | 09/25/2018 | D | $38,500,000 | $38,500,000 |
| UBS SECURITIES LLC | 7654 | Calisolar Inc. | 1369605 | 02/17/2010 | D | $34,207,997 | $34,207,997 |
| UBS SECURITIES LLC | 7654 | Tabcorp Holdings Ltd | 1506649 | 12/01/2010 | D | $31,954,663 | $31,954,663 |