Broker-Dealers on SEC Form D for UBS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS SECURITIES LLC	7654	CX Partners Fund Alpha Ltd	1460628	12/29/2009	D/A	$600,000,000	$8,000,000
UBS SECURITIES LLC	7654	CX Partners Fund Alpha Ltd	1460628	12/29/2009	D	$600,000,000	$8,000,000
UBS SECURITIES LLC	7654	SP Australia Networks (Transmission) Ltd	1465072	05/28/2009	D	$7,439,440	$7,439,440
UBS SECURITIES LLC	7654	Equality Private Equity Partners I (F&F), L.P.	1791714	10/27/2020	D/A	Indefinite	$6,650,000
UBS SECURITIES LLC	7654	China Risk Finance LLC	1346610	07/16/2015	D	$100,000,000	$5,000,008

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