Broker-Dealers on SEC Form D for UBS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 6 out of 6 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS SECURITIES LLC	7654	Asciano Ltd	1469014	07/27/2009	D	$4,018,271	$4,018,271
UBS SECURITIES LLC	7654	Neos Partners I-A LP	1947167	05/15/2023	D/A	Indefinite	$3,925,000
UBS SECURITIES LLC	7654	CORDET Direct Lending II SCSp	1866199	06/08/2021	D	Indefinite	$2,442,000
UBS SECURITIES LLC	7654	CX Partners Fund 1 Ltd	1461151	04/06/2010	D/A	$627,500,000	$1,370,000
UBS SECURITIES LLC	7654	CV OW Opportunity Zone Fund, LP	1793113	11/12/2019	D	Indefinite	$1,000,000
UBS SECURITIES LLC	7654	Link Apartments Koreatown QOF, LLC	1947081	09/19/2022	D	$90,000,000	$1,000,000

6 Results

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