Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 06/12/2009 | D/A | $250,000,000 | $99,000,000 |
| UBS SECURITIES LLC | 7654 | ARES MEZZANINE PARTNERS, L.P. | 1497379 | 02/23/2011 | D/A | $200,000,000 | $95,000,000 |
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 02/11/2010 | D/A | $250,000,000 | $94,583,333 |
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 12/31/2009 | D/A | $250,000,000 | $93,875,000 |
| UBS SECURITIES LLC | 7654 | Robotic Research OpCo, LLC | 1888781 | 10/29/2021 | D | $210,004,750 | $92,210,751 |
| UBS SECURITIES LLC | 7654 | Redbrick OZ Fund LLC | 1901990 | 12/30/2021 | D | Indefinite | $89,750,000 |
| UBS SECURITIES LLC | 7654 | ZGC Peakview US Fund I, LP | 1780105 | 06/18/2019 | D | $87,000,000 | $87,000,000 |
| UBS SECURITIES LLC | 7654 | FCDE Independent Fund II | 1914431 | 03/21/2022 | D | Indefinite | $84,917,605 |
| UBS SECURITIES LLC | 7654 | Park Square Capital Partners III, LP | 1624273 | 12/02/2015 | D/A | Indefinite | $79,203,900 |
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 11/17/2008 | D | $250,000,000 | $79,000,000 |