Broker-Dealers on SEC Form D for UBS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $50 Billion to $100 Billion $100 Billion to $1 Trillion $10 Billion to $25 Billion $5 Billion to $10 Billion

Sort by:

Displaying 4 out of 4 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS SECURITIES LLC	7654	Carlyle Partners VI, L.P.	1549811	12/23/2013	D/A	$11,980,000,000	$11,980,000,000
UBS SECURITIES LLC	7654	Carlyle Partners VI, L.P.	1549811	01/30/2014	D/A	$11,980,000,000	$11,980,000,000
UBS SECURITIES LLC	7654	Carlyle Partners VI, L.P.	1549811	08/29/2013	D/A	Indefinite	$10,200,641,001
UBS SECURITIES LLC	7654	Silver Lake Partners IV, L.P.	1552054	04/19/2013	D/A	$10,000,000,000	$10,000,000,000

4 Results

1