Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Independent Investment Bankers, Corp. | 154134 | 3699 Curlew Street, San Diego, CA 92103 | 11 | See Brokers | See FINRA Report |
| LPS Capital LLC | 155246 | 150 East 52nd Street Suite 5001, New York, NY 10022 | 11 | See Brokers | See FINRA Report |
| Kayan Securities, Inc. | 156175 | 3460 Wilshire Blvd, # 1110, Los Angeles, CA 90010-2224 | 11 | See Brokers | See FINRA Report |
| Archer Distributors, LLC | 158961 | 6100 Chevy Chase Dr., Suite 100, Laurel, MD 20707 | 11 | See Brokers | See FINRA Report |
| Digital Offering LLC | 166401 | 1461 Glenneyre Street Suite D, Laguna Beach, CA 92651 | 11 | See Brokers | See FINRA Report |
| Lifesci Capital | 168404 | 250 West 55th Street 34th Floor, New York, NY 10019 | 11 | See Brokers | See FINRA Report |
| Castle Placement, LLC | 189511 | 1460 Broadway, New York, NY 10036 | 11 | See Brokers | See FINRA Report |
| Tastyworks, Inc. | 277027 | 1000 West Fulton Market Street Suite 220, Chicago, IL 60607 | 11 | See Brokers | See FINRA Report |
| Invicta Capital LLC | 288101 | 2790 Mosside Boulevard Suite 530, Monroeville, PA 15146 | 11 | See Brokers | See FINRA Report |
| Credit Agricole Securities (USA) Inc. | 190 | 1301 Avenue of the Americas 13th Floor, New York, NY 10019 | 10 | See Brokers | See FINRA Report |