Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Fidelity Brokerage Services LLC | 7784 | One Destiny Way, Westlake, TX 76262 | 2210 | See Brokers | See FINRA Report |
| Kestra Investment Services, LLC | 42046 | 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 | 631 | See Brokers | See FINRA Report |
| Avantax Investment Services, Inc. | 13686 | 3200 Olympus Blvd Suite 100, Dallas, TX 75019 | 545 | See Brokers | See FINRA Report |
| Calton & Associates, Inc. | 20999 | 13111 Westheimer Road Suite 475, Houston, TX 77077 | 355 | See Brokers | See FINRA Report |
| Valic Financial Advisors, Inc. | 42803 | 16650 Greenbriar Plaza Drive, Houston, TX 77060 | 310 | See Brokers | See FINRA Report |
| Next Financial Group, Inc. | 46214 | 2500 Wilcrest Drive Suite 620, Houston, TX 77042 | 256 | See Brokers | See FINRA Report |
| Prospera Financial Services, Inc. | 10740 | 5429 Lbj Freeway Suite 750, Dallas, TX 75240 | 177 | See Brokers | See FINRA Report |
| Hilltop Securities Inc. | 6220 | 717 N. Harwood Street Suite 3400, Dallas, TX 75201 | 164 | See Brokers | See FINRA Report |
| Lion Street Financial, LLC | 165828 | 515 Congress Ave Suite 2500, Austin, TX 78701 | 110 | See Brokers | See FINRA Report |
| Momentum Independent Network Inc. | 17587 | 717 N. Harwood Street Suite 3400, Dallas, TX 75201 | 101 | See Brokers | See FINRA Report |