Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Private Client Services, LLC | 120222 | 2225 Lexington Rd, Louisville, KY 40206 | 135 | See Brokers | See FINRA Report |
| First Kentucky Securities Corporation | 7524 | 4360 Brownsboro Road Suite 300, Louisville, KY 40207 | 14 | See Brokers | See FINRA Report |
| Investment Distributors, Inc. | 35490 | 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011 | 9 | See Brokers | See FINRA Report |
| EF Legacy Securities, LLC | 269923 | 222 South 1st Street, Suite 600, Louisville, KY 40202 | 3 | See Brokers | See FINRA Report |
| Nancy Barron & Associates, Inc. | 30201 | 150 Grand Boulevard, Lexington, KY 40507 | 1 | See Brokers | See FINRA Report |
| Alexander Investment Services Co. | 1037 | 909 Lily Creek Road #101, Louisville, KY 40243 | 0 | See Brokers | See FINRA Report |
| Dupree & Company, Inc. | 1697 | 125 South Mill Street, Lexington, KY 40507-1683 | 0 | See Brokers | See FINRA Report |
| Investment Bank Services, Inc. | 18490 | 6200 Dutchman'S Lane - Suite 305, Louisville, KY 40205 | 0 | See Brokers | See FINRA Report |
| Churchill Financial, LLC | 39462 | 295 N. Hubbards Lane, Suite 203, Louisville, KY 40207 | 0 | See Brokers | See FINRA Report |