Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, LLC | 20472 | 8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 | 377 | See Brokers | See FINRA Report |
| Innovation Partners LLC | 146344 | 5950 Fairview Road Suite 140, Charlotte, NC 28210 | 231 | See Brokers | See FINRA Report |
| Supreme Alliance LLC | 45348 | 14804 Resolves Lane, Charlotte, NC 28277 | 113 | See Brokers | See FINRA Report |
| Southeast Investments, N.C., Inc. | 43035 | 820 Tyvola Road, Suite 104, Charlotte, NC 28217 | 83 | See Brokers | See FINRA Report |
| Capital Investment Group, Inc. | 14752 | 100 E. Six Forks Road STE 200, Raleigh, NC 27609 | 76 | See Brokers | See FINRA Report |
| Wells Fargo Securities, LLC | 126292 | 550 South Tryon Street, Charlotte, NC 28202 | 67 | See Brokers | See FINRA Report |
| Capfinancial Securities, Llc. | 126291 | 4208 Six Forks Road #1700, Raleigh, NC 27609 | 60 | See Brokers | See FINRA Report |
| Brighthouse Securities, LLC | 285300 | 11225 North Community House Road, Charlotte, NC 28277 | 55 | See Brokers | See FINRA Report |
| First Citizens Investor Services, Inc. | 44430 | 128 South Tryon Street, Charlotte, NC 28202 | 37 | See Brokers | See FINRA Report |
| Intercarolina Financial Services, Inc. | 19475 | 3300 Battleground Avenue Suite 400, Greensboro, NC 27410-2447 | 22 | See Brokers | See FINRA Report |