Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Harger and Company, Inc. | 10385 | 8048 One Calais Ave Suite D, Baton Rouge, LA 70809 | 5 | See Brokers | See FINRA Report |
| Johnson Rice & Company L.L.C. | 19524 | 639 Loyola Avenue Suite 2775, New Orleans, LA 70113 | 4 | See Brokers | See FINRA Report |
| Sisung Securities Corporation | 25752 | Place St. Charles 201 St. Charles Ave., Ste. 4240, New Orleans, LA 70170 | 1 | See Brokers | See FINRA Report |
| Rice, Voelker, LLC | 39838 | 327 N. Columbia St., Covington, LA 70433 | 1 | See Brokers | See FINRA Report |
| Profinancial, Inc. | 15345 | 7841 Wayside Dr, Baton Rouge, LA 70806 | 0 | See Brokers | See FINRA Report |
| Cullen Investment Group, Ltd. | 18266 | 1404 South College Rd., Lafayette, LA 70503 | 0 | See Brokers | See FINRA Report |
| Legacy Capital Fund, Inc. | 39179 | 433 Metairie Rd. Suite 405, Metairie, LA 70005 | 0 | See Brokers | See FINRA Report |
| Hancock Whitney Investment Services Inc. | 40637 | 701 Poydras St. Suite 3100, New Orleans, LA 70139 | 0 | See Brokers | See FINRA Report |
| Chaffe Securities, Inc. | 152172 | 201 St. Charles Avenue Suite 1410, New Orleans, LA 70170-1410 | 0 | See Brokers | See FINRA Report |