Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| LPL Financial LLC | 6413 | 1055 Lpl Way, Fort Mill, SC 29715 | 7614 | See Brokers | See FINRA Report |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | One Bryant Park, New York, NY 10036 | 7028 | See Brokers | See FINRA Report |
| Wells Fargo Clearing Services, LLC | 19616 | One North Jefferson Avenue Mail Code: H0004-063, St. Louis, MO 63103 | 6941 | See Brokers | See FINRA Report |
| Morgan Stanley | 149777 | 2000 Westchester Avenue, Purchase, NY 10577-2530 | 6881 | See Brokers | See FINRA Report |
| PFS Investments Inc. | 10111 | 1 Primerica Parkway, Duluth, GA 30099 | 6410 | See Brokers | See FINRA Report |
| Ameriprise Financial Services, LLC | 6363 | 707 2nd Ave South, Minneapolis, MN 55402-2405 | 5926 | See Brokers | See FINRA Report |
| UBS Financial Services Inc. | 8174 | 1200 Harbor Boulevard, Weehawken, NJ 7086 | 5322 | See Brokers | See FINRA Report |
| Edward Jones | 250 | 1245 Jj Kelley Memorial Drive, St Louis, MO 63131 | 3778 | See Brokers | See FINRA Report |
| J.P. Morgan Securities LLC | 79 | 383 Madison Avenue, New York, NY 10179 | 3033 | See Brokers | See FINRA Report |
| MML Investors Services, LLC | 10409 | 1295 State Street, Springfield, MA 1111 | 2536 | See Brokers | See FINRA Report |