Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
---|---|---|---|---|---|
UBS Financial Services Inc. | 8174 | 1200 Harbor Boulevard, Weehawken, NJ 7086 | 5322 | See Brokers | See FINRA Report |
Pruco Securities, Llc. | 5685 | 213 Washington Street, Newark, NJ 07102-3777 | 1298 | See Brokers | See FINRA Report |
Royal Alliance Associates, Inc. | 23131 | 10 Exchange Place Suite 1410, Jersey City, NJ 7302 | 1084 | See Brokers | See FINRA Report |
Nationwide Planning Associates Inc. | 31029 | 115 W. Century Road Suite 360, Paramus, NJ 7652 | 504 | See Brokers | See FINRA Report |
Network 1 Financial Securities Inc. | 13577 | The Galleria Penthouse, Building 2 Suite 241, 2 Bridge Avenue, Red Bank, NJ 7701 | 224 | See Brokers | See FINRA Report |
THE Investment Center, Inc. | 17839 | 1420 Route 206 North Suite 210, Bedminster, NJ 7921 | 123 | See Brokers | See FINRA Report |
Garden State Securities, Inc. | 10083 | 328 Newman Springs Road, Red Bank, NJ 7701 | 105 | See Brokers | See FINRA Report |
GMS Group | 8000 | 120 Eagle Rock Ave Suite 300, East Hanover, NJ 7936 | 87 | See Brokers | See FINRA Report |
Pershing LLC | 7560 | One Pershing Plaza, Jersey City, NJ 7399 | 85 | See Brokers | See FINRA Report |
Hennion & Walsh, Inc. | 25766 | 2001 Route 46 Waterview Plaza, Parsippany, NJ 7054 | 76 | See Brokers | See FINRA Report |