Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Infinex Investments, Inc. | 35371 | 538 Preston Avenue, Meriden, CT 06450-4858 | 253 | See Brokers | See FINRA Report |
| Voya Financial Advisors, Inc. | 2882 | One Orange Way, C4-S, Windsor, CT 6095 | 149 | See Brokers | See FINRA Report |
| Herbert J. Sims & Co, Inc. | 3420 | 2150 Post Road Suite 301, Fairfield, CT 6824 | 112 | See Brokers | See FINRA Report |
| Voya Financial Partners, LLC | 34815 | One Orange Way, Windsor, CT 6095 | 72 | See Brokers | See FINRA Report |
| Prudential Annuities Distributors, Inc | 21570 | 1 Corporate Drive, Shelton, CT 6484 | 67 | See Brokers | See FINRA Report |
| Noble Capital Markets, Inc. | 15768 | 88 Post Road West 3rd Floor, Westport, CT 6880 | 33 | See Brokers | See FINRA Report |
| Interactive Brokers LLC | 36418 | Pickwick Plaza, Greenwich, CT 6830 | 28 | See Brokers | See FINRA Report |
| MKM Partners LLC | 114666 | 677 Washington Blvd. Suite 510, Stamford, CT 6901 | 22 | See Brokers | See FINRA Report |
| Vision Financial Markets LLC | 142271 | 120 Long Ridge Rd. 3 North, Stamford, CT 6902 | 17 | See Brokers | See FINRA Report |
| Umergence LLC | 284368 | 1006 S. Main St., Plantsville, CT 6479 | 14 | See Brokers | See FINRA Report |