Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Principal Securities, Inc. | 1137 | 711 High St, Des Moines, IA 50392 | 526 | See Brokers | See FINRA Report |
| Nationwide Planning Associates Inc. | 31029 | 115 W. Century Road Suite 360, Paramus, NJ 7652 | 504 | See Brokers | See FINRA Report |
| Aegis Capital Corp. | 15007 | 1305 Walt Whitman Rd Suite 120, Melville, NY 11747 | 495 | See Brokers | See FINRA Report |
| Western International Securities, Inc. | 39262 | 70 S. Lake Ave. Ste. 700, Pasadena, CA 91101 | 489 | See Brokers | See FINRA Report |
| Kovack Securities Inc. | 44848 | 6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308 | 449 | See Brokers | See FINRA Report |
| Lincoln Financial Advisors Corporation | 3978 | 1301 S Harrison Street Suite 150, Fort Wayne, IN 46802 | 445 | See Brokers | See FINRA Report |
| Newbridge Securities Corporation | 104065 | 1200 North Federal Highway Suite 400, Boca Raton, FL 33432 | 439 | See Brokers | See FINRA Report |
| Empower Financial Services, Inc. | 13109 | 8515 E Orchard Road, Greenwood Village, CO 80111 | 420 | See Brokers | See FINRA Report |
| Tiaa-Cref Individual & Institutional Services, LLC | 20472 | 8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 | 377 | See Brokers | See FINRA Report |
| Cadaret, Grant & Co., Inc. | 10641 | 100 Madison Street Suite 1300, Syracuse, NY 13202 | 375 | See Brokers | See FINRA Report |