Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Swbc Investment Services, LLC | 133715 | 9311 San Pedro, STE 600, San Antonio, TX 78216 | 14 | See Brokers | See FINRA Report |
| Profor Advisors | 136084 | 800 Westchester Ave Suite 641N, Rye Brook, NY 10573 | 14 | See Brokers | See FINRA Report |
| Ally Invest Securities LLC | 136131 | 601 S. Tryon St. Suite 100, Charlotte, NC 28202 | 14 | See Brokers | See FINRA Report |
| Cabin Securities, Inc. | 137608 | 30012 Ivy Glenn Drive Suite 180A, Laguna Niguel, CA 92677 | 14 | See Brokers | See FINRA Report |
| Andes Capital Group, LLC | 139212 | 5412 Packard Street, Los Angeles, CA 90019 | 14 | See Brokers | See FINRA Report |
| Elevation, LLC | 140341 | 6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211 | 14 | See Brokers | See FINRA Report |
| Sofi Securities LLC | 151717 | 5335 Gate Pkwy Suite 101, Jacksonville, FL 32256 | 14 | See Brokers | See FINRA Report |
| Lincoln Douglas Investments, LLC | 155578 | 135 S. Main Street, Mt. Vernon, OH 43050-3323 | 14 | See Brokers | See FINRA Report |
| Fnex Capital, LLC | 166316 | One Indiana Square Suite 2252, Indianapolis, IN 46204 | 14 | See Brokers | See FINRA Report |
| Umergence LLC | 284368 | 1006 S. Main St., Plantsville, CT 6479 | 14 | See Brokers | See FINRA Report |