Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Kestra Investment Services, LLC | 42046 | 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 | 631 | See Brokers | See FINRA Report |
| Cetera Investment Services LLC | 15340 | 400 1st St S STE 300, St Cloud, MN 56301 | 623 | See Brokers | See FINRA Report |
| Commonwealth Financial Network | 8032 | One University Office Park 29 & 95 Sawyer Road, Waltham, MA 2453 | 608 | See Brokers | See FINRA Report |
| Thrivent Investment Management Inc. | 18387 | 600 Portland Ave S, Minneapolis, MN 55415 | 600 | See Brokers | See FINRA Report |
| Purshe Kaplan Sterling Investments | 35747 | 80 State Street, Albany, NY 12207 | 592 | See Brokers | See FINRA Report |
| Robert W. Baird & Co. Incorporated | 8158 | 777 East Wisconsin Ave, Milwaukee, WI 53202 | 575 | See Brokers | See FINRA Report |
| B. Riley Wealth Management | 2543 | 40 S. Main St. Suite 1800, Memphis, TN 38103 | 567 | See Brokers | See FINRA Report |
| TD Ameritrade, Inc. | 7870 | 200 South 108th Avenue, Omaha, NE 68154 | 552 | See Brokers | See FINRA Report |
| American Portfolios Financial Services, Inc. | 18487 | 4250 Veterans Memorial Hwy. Suite 420E, Holbrook, NY 11741 | 550 | See Brokers | See FINRA Report |
| Avantax Investment Services, Inc. | 13686 | 3200 Olympus Blvd Suite 100, Dallas, TX 75019 | 545 | See Brokers | See FINRA Report |