Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Thoroughbred Financial Services, LLC | 47893 | 5110 Maryland Way Suite 300, Brentwood, TN 37027 | 29 | See Brokers | See FINRA Report |
| Orchard Securities, LLC | 133378 | 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062 | 29 | See Brokers | See FINRA Report |
| Allianz Life Financial Services, LLC | 612 | 5701 Golden Hills Drive, Minneapolis, MN 55416-1297 | 28 | See Brokers | See FINRA Report |
| First Dominion Capital Corp. | 16330 | 242 East 72nd Street, New York, NY 10021 | 28 | See Brokers | See FINRA Report |
| Oakwood Capital Securities, Inc. | 21000 | 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 | 28 | See Brokers | See FINRA Report |
| First Trust Portfolios L.P. | 28519 | 120 E. Liberty Drive Suite 400, Wheaton, IL 60187 | 28 | See Brokers | See FINRA Report |
| Interactive Brokers LLC | 36418 | Pickwick Plaza, Greenwich, CT 6830 | 28 | See Brokers | See FINRA Report |
| Victory Capital Services, Inc. | 37059 | 15935 La Cantera Parkway, San Antonio, TX 78256 | 28 | See Brokers | See FINRA Report |
| Advisors Asset Management, Inc. | 46727 | 28025 Ih-10 West, Boerne, TX 78006 | 28 | See Brokers | See FINRA Report |
| Xnergy Financial LLC | 144436 | 1801 Century Park East, 25th Floor, Los Angeles, CA 90067 | 28 | See Brokers | See FINRA Report |