Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Allstate Financial Services, LLC | 18272 | 2920 S 84th St, Lincoln, NE 68506-4142 | 1337 | See Brokers | See FINRA Report |
| Northwestern Mutual Investment Services, LLC | 2881 | 720 E Wisconsin Ave, Milwaukee, WI 53202 | 1330 | See Brokers | See FINRA Report |
| RBC Capital Markets, LLC | 31194 | 3 World Financial Center 200 Vesey St., New York, NY 10281 | 1302 | See Brokers | See FINRA Report |
| Pruco Securities, Llc. | 5685 | 213 Washington Street, Newark, NJ 07102-3777 | 1298 | See Brokers | See FINRA Report |
| Transamerica Financial Advisors, Inc | 16164 | 11315 Johns Creek Pkwy. 2nd Floor, Johns Creek, GA 30097 | 1155 | See Brokers | See FINRA Report |
| Royal Alliance Associates, Inc. | 23131 | 10 Exchange Place Suite 1410, Jersey City, NJ 7302 | 1084 | See Brokers | See FINRA Report |
| State Farm Vp Management Corp. | 43036 | One State Farm Plaza, Bloomington, IL 61710-0001 | 1055 | See Brokers | See FINRA Report |
| Oppenheimer & Co. Inc. | 249 | 85 Broad Street 25th Floor,26th Floor, New York, NY 10004 | 1031 | See Brokers | See FINRA Report |
| Wells Fargo Advisors Financial Network, LLC | 11025 | One N Jefferson Ave, St. Louis, MO 63103 | 996 | See Brokers | See FINRA Report |
| Cetera Advisors LLC | 10299 | 2301 Rosecrans Ave #5100, El Segundo, CA 90245 | 956 | See Brokers | See FINRA Report |