Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
---|---|---|---|---|---|
NYLife Securities LLC | 5167 | 51 Madison Avenue, New York, NY 10010 | 2422 | See Brokers | See FINRA Report |
Raymond James & Associates, Inc. | 705 | 880 Carillon Parkway, St. Petersburg, FL 33716 | 2414 | See Brokers | See FINRA Report |
Fidelity Brokerage Services LLC | 7784 | One Destiny Way, Westlake, TX 76262 | 2210 | See Brokers | See FINRA Report |
Raymond James Financial Services, Inc. | 6694 | 880 Carillon Parkway, St Petersburg, FL 33716 | 2028 | See Brokers | See FINRA Report |
Stifel, Nicolaus & Company, Incorporated | 793 | 787 7th Avenue, New York, NY 10019 | 1755 | See Brokers | See FINRA Report |
Cetera Advisor Networks LLC | 13572 | 2301 Rosecrans Ave #5100, El Segundo, CA 90245 | 1687 | See Brokers | See FINRA Report |
Equitable Advisors, LLC | 6627 | 1000 Woodbury Road Suite 300, Woodbury, NY 11797 | 1629 | See Brokers | See FINRA Report |
Charles Schwab & Co., Inc. | 5393 | 9800 Schwab Way, Lone Tree, CO 80124 | 1566 | See Brokers | See FINRA Report |
Cambridge Investment Research, Inc. | 39543 | 1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 | 1518 | See Brokers | See FINRA Report |
Securities America, Inc. | 10205 | 12325 Port Grace Blvd., Lavista, NE 68128 | 1467 | See Brokers | See FINRA Report |