Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| FIS Brokerage & Securities Services LLC | 104162 | 2100 Enterprise Avenue, Geneva, IL 60134 | 3 | See Brokers | See FINRA Report |
| Nasdaq Capital Markets Advisory LLC | 104295 | 151 West 42nd Street, New York, NY 10036 | 3 | See Brokers | See FINRA Report |
| Geneva Stock, L.L.C. | 104435 | 5250 Old Orchard Rd Suite 300, Skokie, IL 60077 | 3 | See Brokers | See FINRA Report |
| CCM Securities, LLC | 104457 | 3 Park Avenue 37th Floor, New York, NY 10016 | 3 | See Brokers | See FINRA Report |
| Monere Investments, Inc. | 105487 | 20 N. Martingale Road Suite 450, Schaumburg, IL 60173 | 3 | See Brokers | See FINRA Report |
| Javelin Securities, LLC | 107473 | 608 Fifth Avenue Suite 602, New York, NY 10020 | 3 | See Brokers | See FINRA Report |
| Desjardins Securities International Inc. | 112417 | 1170 Peel Street Suite 300, Montreal, Quebec, Canada H3B 0A9 | 3 | See Brokers | See FINRA Report |
| Bluefin Capital Management, LLC | 113892 | 41 Madison Avenue 36th Floor, New York, NY 10010 | 3 | See Brokers | See FINRA Report |
| Wfs, LLC | 116778 | One Boston Place 41st Floor, Boston, MA 2108 | 3 | See Brokers | See FINRA Report |
| Obex Securities LLC | 120002 | 290 Overlook Road, New Rochelle, NY 10804 | 3 | See Brokers | See FINRA Report |