Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Prospera Financial Services, Inc. | 10740 | 5429 Lbj Freeway Suite 750, Dallas, TX 75240 | 177 | See Brokers | See FINRA Report |
| Berthel, Fisher & Company Financial Services, Inc. | 13609 | 4201 42nd Street Ne, Suite 100 Box 11340, Cedar Rapids, IA 52410-1340 | 172 | See Brokers | See FINRA Report |
| A.G.P. / Alliance Global Partners | 8361 | 590 Madison Avenue 28th Floor, New York, NY 10022 | 170 | See Brokers | See FINRA Report |
| First Republic Securities Company, LLC | 105108 | 1230 Avenue of the Americas, New York, NY 10020 | 169 | See Brokers | See FINRA Report |
| Vanderbilt Securities, LLC | 5953 | 125 Froehlich Farm Blvd., Woodbury, NY 11797 | 168 | See Brokers | See FINRA Report |
| Hilltop Securities Inc. | 6220 | 717 N. Harwood Street Suite 3400, Dallas, TX 75201 | 164 | See Brokers | See FINRA Report |
| THE Huntington Investment Company | 16986 | Home Office Osj 37 West Broad Street, Columbus, OH 43215 | 159 | See Brokers | See FINRA Report |
| Nationwide Investment Services Corporation | 7110 | One Nationwide Plaza, Columbus, OH 43215 | 157 | See Brokers | See FINRA Report |
| Alexander Capital, L.P. | 40077 | 17 State Street 5th Floor, New York, NY 10004 | 150 | See Brokers | See FINRA Report |
| Voya Financial Advisors, Inc. | 2882 | One Orange Way, C4-S, Windsor, CT 6095 | 149 | See Brokers | See FINRA Report |