Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Levelx Capital LLC | 117028 | 68 3rd Street Suite 18-074, Brooklyn, NY 11231 | 4 | See Brokers | See FINRA Report |
| Amerant Investments, Inc. | 117284 | 220 Alhambra Circle 2nd Floor, Coral Gables, FL 33134 | 4 | See Brokers | See FINRA Report |
| Ares Wealth Management Solutions, LLC | 119546 | 1200 17th Street Suite #2900, Denver, CO 80202 | 4 | See Brokers | See FINRA Report |
| Chardan Capital Markets LLC | 120128 | 17 State Street, Suite 2130, New York, NY 10004 | 4 | See Brokers | See FINRA Report |
| Brown Advisory Securities, LLC | 120736 | 901 South Bond Street, Suite 400, Baltimore, MD 21231-3340 | 4 | See Brokers | See FINRA Report |
| Craig-Hallum Capital Group LLC | 121395 | 222 South Ninth St, STE 350, Minneapolis, MN 55402 | 4 | See Brokers | See FINRA Report |
| Avisen Wealth Management, Inc. | 125977 | 3620 American River Drive Suite 145, Sacramento, CA 95864-7256 | 4 | See Brokers | See FINRA Report |
| Waterway Capital LLC | 128212 | 150 N. Wacker Dr. Suite 1340, Chicago, IL 60606 | 4 | See Brokers | See FINRA Report |
| Edgewater Capital, LLC | 128898 | 6 Hutton Centre Drive #860, Santa Ana, CA 92707 | 4 | See Brokers | See FINRA Report |
| Frontier Solutions, LLC | 136102 | 3307 Church Road, Suite 220 Suite 220, Richmond, VA 23233 | 4 | See Brokers | See FINRA Report |