Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chuck A Roberts | 2064602 | 22 | 12/13/2023 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Anderson | 2027908 | 3 | 01/04/2021 | Customer Dispute | Withdrawn | $230,000.00 | $0.00 | See FINRA Report |
| George Jeffrey Edds | 1845208 | 1 | 02/27/2017 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Joshua Glass | 4685945 | 1 | 10/16/2015 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Thomas Lee Sickler | 1182043 | 3 | 12/09/2014 | Customer Dispute | Withdrawn | $19,672.80 | $0.00 | See FINRA Report |
| Phillip Wayne Gann | 1810153 | 1 | 07/09/2013 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Valdettaro | 1056727 | 1 | 03/25/2013 | Customer Dispute | Withdrawn | $360,381.00 | $0.00 | See FINRA Report |
| Daniel G Raupp | 1971043 | 3 | 04/28/2010 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| James Douglas Harris | 2223899 | 3 | 04/20/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony Arnall Morrison | 2192549 | 4 | 02/01/2010 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |