Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Jill Abramson | 2386293 | 1 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawn Richter | 2072599 | 2 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Adam Hanna | 1667471 | 2 | 07/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Johnston Darby | 1659917 | 4 | 06/30/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elliott Katz | 839300 | 3 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diego Canalda | 2952690 | 2 | 03/04/2024 | Customer Dispute | Denied | $203,478.00 | $0.00 | See FINRA Report |
| Andrew Scheier | 2820778 | 3 | 01/02/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Jeffrey Cohen | 1465867 | 4 | 11/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Faye Cranfill | 6629436 | 1 | 11/08/2023 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Chuck A Roberts | 2064602 | 22 | 10/24/2023 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |