Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Kent Minas | 821449 | 6 | 09/04/2020 | Customer Dispute | Dismissed | $500,000.00 | $0.00 | See FINRA Report |
| Patricia Bayer Walsh | 1526824 | 1 | 08/29/2013 | Customer Dispute | Dismissed | $5,000,000.00 | $0.00 | See FINRA Report |
| Craig Edward Johnson | 813024 | 1 | 03/23/2010 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Mark James Stevenson | 436079 | 9 | 10/30/1996 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |