Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ron Armand Benoit | 5542522 | 1 | 07/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 06/18/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 06/18/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Robert David Cohen | 1162192 | 6 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 04/10/2024 | Customer Dispute | Pending | $299,009.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 04/10/2024 | Customer Dispute | Pending | $299,009.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 04/09/2024 | Customer Dispute | Pending | $763,004.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 04/09/2024 | Customer Dispute | Pending | $763,004.00 | $0.00 | See FINRA Report |
| Jason Filip Murphy | 2582762 | 3 | 03/25/2024 | Customer Dispute | Pending | $160,000.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 03/21/2024 | Customer Dispute | Pending | $305,680.00 | $0.00 | See FINRA Report |