Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Jill Abramson | 2386293 | 1 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawn Richter | 2072599 | 2 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ron Armand Benoit | 5542522 | 1 | 07/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Hudgins | 2430470 | 1 | 07/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Alan Buckfire | 1713009 | 1 | 07/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Adam Hanna | 1667471 | 2 | 07/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Johnston Darby | 1659917 | 4 | 06/30/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 06/18/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 06/18/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Robert David Cohen | 1162192 | 6 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |