Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Becky Marie Loggins | 1885915 | 2 | 03/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Stacy Sims | 1105007 | 3 | 08/31/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Quentin T Womack | 5715010 | 1 | 04/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Schwary | 2316561 | 7 | 10/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Schwary | 2316561 | 7 | 10/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Schwary | 2316561 | 7 | 09/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Schwary | 2316561 | 7 | 09/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Staci Michelle Huether | 4231255 | 3 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Anthony Marino | 5049527 | 5 | 07/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Staci Michelle Huether | 4231255 | 3 | 06/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |