Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ron Armand Benoit | 5542522 | 1 | 07/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Wanda Yvette Richerson | 2720027 | 1 | 01/11/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Costanzo Cline | 1571374 | 2 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Becky Marie Loggins | 1885915 | 1 | 03/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Quentin T Womack | 5715010 | 1 | 04/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Mitchell Tellers | 7502813 | 2 | 10/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Angelique Hays | 4528779 | 1 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Schwary | 2316561 | 8 | 10/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Schwary | 2316561 | 8 | 10/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Schwary | 2316561 | 8 | 09/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |