Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Benno Welzmuller | 2417850 | 2 | 08/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cheston Don Malone | 7129910 | 1 | 07/28/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jacob Daniel Statz | 4801577 | 1 | 06/26/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce C McCaw | 325379 | 1 | 06/26/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Thomas Pepe | 4551115 | 1 | 03/07/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Brewster | 2294956 | 2 | 01/23/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael James Kazacos | 2823410 | 2 | 08/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Arnall Morrison | 2192549 | 4 | 08/30/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Gaona | 6516731 | 1 | 03/23/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Matthew Thomas | 6246871 | 1 | 03/10/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |