Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Michael Kimbrough | 6897783 | 1 | 01/31/2022 | Customer Dispute | Settled | $17,283.00 | $0.00 | See FINRA Report |
| Daniel Chang | 2119957 | 1 | 03/14/2019 | Customer Dispute | Settled | $6,851,000.00 | $0.00 | See FINRA Report |
| Gina M Zabric | 4642684 | 1 | 11/12/2018 | Customer Dispute | Settled | $6,600.00 | $0.00 | See FINRA Report |
| Armand Pierre Bryant | 5217137 | 2 | 06/07/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Omelio Andres Saavedra | 5813447 | 1 | 10/19/2017 | Customer Dispute | Settled | $20,070.00 | $0.00 | See FINRA Report |
| Bradley Koesel | 6216563 | 1 | 01/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Bantug Almeda | 4804925 | 2 | 07/19/2012 | Customer Dispute | Settled | $8,252.00 | $0.00 | See FINRA Report |
| Paul Michael Jacobs | 4603585 | 1 | 05/06/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Richard C Mason | 2798488 | 2 | 10/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricardo Longin | 5018330 | 1 | 09/13/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |