Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas C Williamson | 5562323 | 1 | 04/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dipa Desai | 5130935 | 1 | 08/25/2015 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Timothy James Fountain | 2704042 | 1 | 01/04/2011 | Customer Dispute | Closed-No Action | $203,782.00 | $0.00 | See FINRA Report |
| James P Gallagher | 2716147 | 1 | 10/14/2008 | Customer Dispute | Closed-No Action | $22,913.00 | $0.00 | See FINRA Report |
| Sean Adam Greenhut | 3235071 | 3 | 07/29/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth G Coles | 2072014 | 1 | 04/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ziad Jabri | 3180866 | 3 | 07/24/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |