Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua William Doyle | 7483418 | 1 | 02/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Lawless Toohey | 5847713 | 2 | 04/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sonja Angelova Youngberg | 4808414 | 1 | 03/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sanjay K Rajwani | 5987372 | 1 | 10/25/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry A Lamn | 5084194 | 2 | 08/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry A Lamn | 5084194 | 2 | 08/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin R Cason | 5699101 | 1 | 08/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Sabo | 4175134 | 2 | 02/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Dalton | 1634490 | 1 | 01/22/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terence James McNamara | 1344799 | 2 | 05/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |