Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bruce Daniel Broughton | 2623137 | 1 | 04/04/2011 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
Jennifer Anne Johnston | 2413808 | 1 | 04/22/2009 | Customer Dispute | Award / Judgment | $25,000.00 | $5,500.00 | See FINRA Report |