Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Tietz | 6857049 | 1 | 01/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jenny Ranee Goodall | 7274137 | 1 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Jay Aycock | 5470881 | 2 | 09/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Damon R Root | 7262703 | 1 | 09/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Craig Dimick | 7262709 | 1 | 09/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noah Benjamin McKeown | 7365081 | 1 | 08/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chaterra Denae Holmes | 7061230 | 1 | 07/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anne Anne Krehbiel | 7313687 | 1 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer D Perton | 5272646 | 1 | 05/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Jay Aycock | 5470881 | 2 | 04/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |