Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Antonio Valle | 4551456 | 1 | 06/21/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Timothy Richard Schuler | 2104301 | 1 | 03/10/2022 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Miguel Angel Montejano | 6451770 | 1 | 11/15/2021 | Customer Dispute | Denied | $585,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Donaldson | 2097445 | 1 | 10/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randell Jones | 6112974 | 1 | 07/13/2020 | Customer Dispute | Denied | $348,000.00 | $0.00 | See FINRA Report |
| Timothy Edward Campion | 2169247 | 5 | 05/02/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric William Ramm | 2415218 | 1 | 02/19/2019 | Customer Dispute | Denied | $100,019.00 | $0.00 | See FINRA Report |
| Armand Pierre Bryant | 5217137 | 2 | 01/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Edward Campion | 2169247 | 5 | 11/21/2018 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Stevland Eugene Ferrell | 6392069 | 1 | 11/19/2018 | Customer Dispute | Denied | $7,457.90 | $0.00 | See FINRA Report |