Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler Rojas | 6806830 | 1 | 01/27/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Eric Tietz | 6857049 | 1 | 01/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jenny Ranee Goodall | 7274137 | 1 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Emerald Brittany Green | 7187033 | 1 | 11/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Arthur Jay Aycock | 5470881 | 2 | 09/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Damon R Root | 7262703 | 1 | 09/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Trey Strickland | 7478008 | 2 | 09/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 09/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Craig Dimick | 7262709 | 1 | 09/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelly Scott Gillikin | 6847210 | 1 | 08/16/2022 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |