Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Robert Darmofal | 7482064 | 2 | 01/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sarina Kaur Sambi | 7455347 | 13 | 12/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Crum | 2072761 | 2 | 12/14/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| David M Bedford | 5042430 | 1 | 12/14/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Michael Phillip Ericksen | 7333893 | 1 | 12/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Salal Mustafa Shaikh | 7563749 | 3 | 11/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mitchell Robert Kramer | 6563043 | 1 | 11/21/2022 | Customer Dispute | Pending | $20,749.90 | $0.00 | See FINRA Report |
| Melanie Werthmuller | 6001610 | 1 | 11/01/2022 | Customer Dispute | Pending | $73,000.00 | $0.00 | See FINRA Report |
| Neil Gregory Lance | 2768092 | 1 | 10/27/2022 | Customer Dispute | Pending | $653,187.00 | $0.00 | See FINRA Report |
| Blake Lee Smith | 5090229 | 1 | 10/27/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |