Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lee Crum | 2072761 | 2 | 12/14/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| David M Bedford | 5042430 | 1 | 12/14/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Mitchell Robert Kramer | 6563043 | 1 | 11/21/2022 | Customer Dispute | Pending | $20,749.90 | $0.00 | See FINRA Report |
| Melanie Werthmuller | 6001610 | 1 | 11/01/2022 | Customer Dispute | Pending | $73,000.00 | $0.00 | See FINRA Report |
| Neil Gregory Lance | 2768092 | 1 | 10/27/2022 | Customer Dispute | Pending | $653,187.00 | $0.00 | See FINRA Report |
| Matthew William Palmere | 6794112 | 1 | 10/25/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Erik R Snyder | 4687532 | 1 | 10/19/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Richard Arol Hargis | 2988925 | 1 | 10/19/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Gerard Bessette | 6275024 | 1 | 10/05/2022 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Saralyn Scaldini | 4944126 | 2 | 10/03/2022 | Customer Dispute | Denied | $3,000,000.00 | $0.00 | See FINRA Report |