Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Douglas Boothroyd | 5130463 | 2 | 01/19/2017 | Customer Dispute | Award / Judgment | $31,000.00 | $21,774.70 | See FINRA Report |
| Kenneth Alan Finkelson | 3127282 | 1 | 03/04/2010 | Customer Dispute | Award / Judgment | $18,771.40 | $9,212.50 | See FINRA Report |
| Jeffrey Allen Jayson | 2187516 | 2 | 07/06/1999 | Customer Dispute | Award / Judgment | $60,000.00 | $8,174.32 | See FINRA Report |
| Alan E Shenker | 1343413 | 1 | 02/27/1992 | Customer Dispute | Award / Judgment | $82,784.00 | $21,714.00 | See FINRA Report |
| James Inchul Chung | 2024015 | 2 | 01/20/1992 | Customer Dispute | Award / Judgment | $4,000.00 | $6,142.46 | See FINRA Report |