Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Esteban Sanchez | 6197548 | 2 | 12/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sarah Ashley Lucas | 6994585 | 1 | 10/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Delorian Malone | 7162878 | 1 | 08/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trent Michael Wiest | 7584205 | 1 | 07/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christy Marie Irwin | 7166939 | 1 | 07/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandi Lee Cahill | 7526641 | 4 | 07/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis David Barrera | 6485621 | 1 | 06/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Morgan Elizabeth Fuccillo | 7598107 | 2 | 05/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrianne Johnson | 5980985 | 1 | 04/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eddie Joseph Reid | 5448817 | 2 | 04/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |