Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Robert Darmofal | 7482064 | 2 | 01/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Manuel Alejandro Sanchez | 7482079 | 2 | 01/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Esteban Sanchez | 6197548 | 2 | 12/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sarina Kaur Sambi | 7455347 | 13 | 12/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Crum | 2072761 | 2 | 12/14/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| David M Bedford | 5042430 | 1 | 12/14/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Michael Phillip Ericksen | 7333893 | 1 | 12/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lia Victoria Avedisian | 7635049 | 1 | 12/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarina Kaur Sambi | 7455347 | 13 | 12/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony John Baio | 7138193 | 1 | 11/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |