Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Alejandro Sanchez | 7482079 | 2 | 01/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lia Victoria Avedisian | 7635049 | 1 | 12/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarina Kaur Sambi | 7455347 | 13 | 12/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony John Baio | 7138193 | 1 | 11/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Marie MacLean | 7557577 | 1 | 11/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Le | 7377501 | 1 | 11/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrienne Stacey Speller | 7606659 | 1 | 11/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Craig Nieto | 2474156 | 1 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Kirk Hurlburt | 7654556 | 1 | 10/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamika Shontae Sneed | 7309698 | 3 | 10/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |