Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Robert Darmofal | 7482064 | 2 | 01/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Manuel Alejandro Sanchez | 7482079 | 2 | 01/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sarina Kaur Sambi | 7455347 | 13 | 12/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Michael Phillip Ericksen | 7333893 | 1 | 12/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Lia Victoria Avedisian | 7635049 | 1 | 12/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sarina Kaur Sambi | 7455347 | 13 | 12/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony John Baio | 7138193 | 1 | 11/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Salal Mustafa Shaikh | 7563749 | 3 | 11/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Samantha Marie MacLean | 7557577 | 1 | 11/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Elizabeth Le | 7377501 | 1 | 11/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |