Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marina Sonya Tudela | 2269112 | 7 | 03/04/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Francisco Jose Rodriguez Ramirez | 6497393 | 1 | 08/14/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Jeffrey Howard | 4605808 | 1 | 06/06/2016 | Customer Dispute | Withdrawn | $30,406.00 | $0.00 | See FINRA Report |
| Steven Dale Kellough | 4798959 | 2 | 07/31/2015 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Geoffrey Case Gatlin | 2923439 | 5 | 06/17/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 02/22/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Patrick Patat | 2212977 | 2 | 01/30/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Salo Lerner | 874660 | 3 | 01/23/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Robert Havranek | 2299632 | 8 | 05/06/2011 | Customer Dispute | Withdrawn | $32,206.80 | $0.00 | See FINRA Report |
| John Thomason Oliver | 713852 | 3 | 11/15/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |